Ideal for a sales manager or senior advisor looking to gain experience as a principal.

 

Day to day franchise operations

Oversee governance, risk management, and operational controls

Manage, develop and recruit financial advisors and support staff

Drive revenue growth, client acquisition, and retention strategies

Maintain fit and proper requirements in line with the Financial Advisory and Intermediary Services Act (FAIS Act)

Oversee product governance across investments, risk, retirement, and wealth solutions

Ensure Treating Customers Fairly (TCF) principles are embedded in operations

Relevant tertiary qualification (BCom Finance, Investment Management, Economics, or similar) RE1 (Regulatory Examination for Key Individuals) – Advantageous RE5 - Compulsory Class of Business accreditation (as applicable) Fit and Proper status in line with FAIS requirements Minimum 5–8 years’ experience in financial services Minimum 3 years in a leadership or management role Strong knowledge of FAIS, FICA, POPIA, and relevant financial legislation