The role involves providing tailored business solutions and training for both individuals and groups.
The position involves increasing the success and profitability of member practices by delivering webinars, seminars, and implementing
solutions based on key business strategies and assessments. Additionally, the role focuses on growing and retaining the customer base.
Provide clients with high-quality, personalised and substantive reports.
Display behaviour and attitudes that positively contribute to the well-being and development of the regional team, the company and its clients.
Sourcing and signing up of new clients.
Provide training to clients and staff on business practice solutions.
Outsourced compliance function delivered to financial services clients and other FICA-accountable institutions.
Fulfil compliance function required in terms FSCA, FICA, POPI, Long- and Short-term Insurer outsourcing,
Company Act and NCR and other applicable legislation and business requirements.
Establish a culture of compliance and provide a compliance risk framework to clients to achieve the TCF outcomes.
Provide guidance on the compliance implications of AI and emerging technologies within financial services to clients
identify, assess and manage AI-related risks such as data privacy, bias, transparency and accountability.
POPIA and DATA Governance Compliance: advise clients on the responsible use of data and compliance with privacy regulations when using AI systems.
Advise clients on the responsible use of data and compliance with privacy regulations when using AI systems.
advise clients on the responsible use of data and compliance with privacy regulations when using AI systems.
Deliver valuable client training, webinars and seminars on AI governance, responsible AI use and regulatory considerations.
Practice management delivery through implementation, webinars and seminars the concept either in groups or at individuals in such a
way that they can see the benefits to their own practice and are prepared to undergo the necessary change to implement key drivers.
Perform all functions to the standard and deadlines set by Regional Manager
Provide clients with high-quality, personalised and substantive reports
Include clients in compliance processes and align services to the new service level agreements.
Maintain records as required by the business.
Utilize the systems to report effectively and record transactions.
Display behaviour and attitudes which positively contributes to the well-being and development of the regional team, the company and its clients
Implement solutions as per remedial actions.
A FSCA recognised qualification preference will be given to a BCOM, Legal or Accounting degree majoring in IT. A specialized certification in AI governance would be advantageous. Registered Category I Compliance Officer with the FSCA (Not Compulsory). Relevant experience in the financial Industry, preference in compliance or risk management within the financial services industry. A valid driver’s licence A good working knowledge of compliance legislation, namely FAIS and FICA. Understanding and knowledge of risk management principles. Exceptional verbal and written communication skills. Ability to work under pressure, independently, and as part of a team. Proficient presentation skills.